Hoy C. Grimm

LECONTE WEALTH MANAGEMENT

MARYVILLE, TN 37804

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CRD#: 1565185

Professional summary

Hoy Carter Grimm is a registered financial advisor currently at LECONTE WEALTH MANAGEMENT, LLC located in Maryville, Tennessee.

Hoy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Hoy has worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 52 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hoy Carter Grimm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2013 - Present

LECONTE WEALTH MANAGEMENT, LLC

Office #1: 333 East Broadway Ave 4th Floor, Maryville, TN 37804

RIA

CRD#: 168539

MARYVILLE, TN

Past

March 22, 2007 - September 11, 2013

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

MARYVILLE, TN

Past

March 22, 2007 - September 11, 2013

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

MARYVILLE, TN

Past

September 25, 2002 - March 27, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

KNOXVILLE, TN

Past

August 7, 2002 - March 27, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

KNOXVILLE, TN

Past

August 18, 1993 - August 13, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 19, 1988 - January 31, 1991

FIRST FUNDS, INC.

CRD#: 17415

Past

September 26, 1986 - November 2, 1988

PFS INVESTMENTS INC.

CRD#: 10111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LECONTE WEALTH MANAGEMENT, LLC

CRD#: 168539 / SEC#: 801-78438

RIA

Registered Investment Advisory firm - (8/12/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/24/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/17/1993

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 10/7/1988

Municipal Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/25/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LECONTE WEALTH MANAGEMENT, LLC

CRD#: 168539 / SEC#: 801-78438

RIA

Registered Investment Advisory firm - (8/12/2013 Approved)

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Contact information

Main Address

333 East Broadway Ave 4th Floor, Maryville, TN 37804

Mailing Address

Phone number

(865) 379-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LECONTE WEALTH MANAGEMENT, LLC ADV BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	301
AUM (Assets Under Management)	$ 309,791,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hoy C. Grimm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hoy Carter Grimm's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

UBS FINANCIAL SERVICES INC.

FIRST FUNDS, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

LECONTE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2002

Series 63

Date: 8/24/1993

Series 7

Date: 8/17/1993

Series 52

Date: 10/7/1988

Series 6

Date: 9/25/1986

Current Firm

LECONTE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LECONTE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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