Viola C. Sanvordenker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Viola C Sanvordenker was a registered financial professional .
Viola is a previously registered financial professional and started their career in finance in 1986. Viola had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - September 16, 2019
ACT FINANCIAL PLANNING
October 19, 2016 - December 31, 2016
ACT FINANCIAL PLANNING
June 11, 1990 - April 1, 1993
FOOTHILL SECURITIES, INC.
October 20, 1989 - June 11, 1990
KEOGLER, MORGAN & COMPANY, INC.
December 24, 1987 - October 31, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 21, 1986 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ACT FINANCIAL PLANNING
CRD#: 113530 / SEC#:
Contact information
Red Flags
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