John H. Moorman

ANCHOR INVESTMENT MANAGEMENT

Columbia, SC 29205

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CRD#: 1564791

Professional summary

John Heslep Moorman JR, who also goes by John Hester Moorman Jr, is a registered financial advisor currently at ANCHOR INVESTMENT MANAGEMENT located in Columbia, South Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Hester Moorman Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Heslep Moorman JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2005 - Present

ANCHOR INVESTMENT MANAGEMENT

Office #1: 3205 Devine Street, Columbia, SC 29205

RIA

CRD#: 135296

Columbia, SC

Past

August 14, 2000 - November 26, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 12, 2000 - November 26, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

COLUMBIA, SC

Past

January 8, 1999 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

October 22, 1986 - January 11, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANCHOR INVESTMENT MANAGEMENT

ANCHOR INVESTMENT MANAGEMENT | ANCHOR INVESTMENT MANAGEMENT, LLC

CRD#: 135296 / SEC#: 801-64338

RIA

Registered Investment Advisory firm - (5/23/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(8/24/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Current Firm

ANCHOR INVESTMENT MANAGEMENT

ANCHOR INVESTMENT MANAGEMENT | ANCHOR INVESTMENT MANAGEMENT, LLC

CRD#: 135296 / SEC#: 801-64338

RIA

Registered Investment Advisory firm - (5/23/2005 Approved)

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Contact information

Main Address

3205 Devine Street, Columbia, SC 29205

Mailing Address

Phone number

(803) 790-6654

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANCHOR INVESTMENT MANAGEMENT BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,043
AUM (Assets Under Management)	$ 1,358,433,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John H. Moorman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Heslep Moorman JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ANCHOR INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/1996

Series 63

Date: 11/14/1986

Series 7

Date: 10/18/1986

Current Firm

ANCHOR INVESTMENT MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANCHOR INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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