JF
Joseph F. Fink
NATIONAL WEALTH MANAGEMENT GROUP
Coconut Creek, FL 33073
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CRD#: 1564445
JF
Professional summary
Joseph Frank Fink MR., who also goes by Joseph Frank Fink, is a registered financial advisor currently at NATIONAL WEALTH MANAGEMENT GROUP, LLC located in Coconut Creek, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Joseph has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Frank Fink
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/25/2017 - National Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Assistant - Started 06/30/2016 - 80 Hours Per Month/7 Hours During Securities Trading - I provide administrative support to NATIONAL WEALTH MANAGEMENT GROUP, LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
2. 11/11/2019 - alpina financial consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/25/2017 - 20 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Frank Fink MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2016 - Present
NATIONAL WEALTH MANAGEMENT GROUP, LLC
Office #1: 4171 W. Hillsboro Blvd Suite 4, Coconut Creek, FL 33073RIA
CRD#: 174883
Coconut Creek, FL
Past
June 23, 2016 - December 31, 2021
NATIONAL WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 174883
Coconut Creek, FL
Past
April 24, 2012 - June 13, 2016
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
DEERFIELD BEACH, FL
Past
March 16, 2009 - March 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
COCONUT CREEK, FL
Past
March 6, 2009 - July 8, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
COCONUT CREEK, FL
Past
April 14, 1992 - March 16, 2009
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
FT. LAUDERDALE, FL
Past
April 8, 1992 - March 16, 2009
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
FT. LAUDERDALE, FL
Past
December 12, 1986 - April 1, 1992
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
October 22, 1986 - December 22, 1986
GRAYSTONE NASH, INC.
BD
CRD#: 10635
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/23/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002
Mailing Address
Phone number
(513) 772-2592
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 325,727,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883Coconut Creek, FL 33073TRUST BUT VERIFY
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