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JF

Joseph F. Fink

Some features on this profile are disabled
CRD#: 1564445
JF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Frank Fink MR., who also goes by Joseph Frank Fink, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1986. Joseph had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Frank Fink

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 23, 2016 - November 19, 2025

NATIONAL WEALTH MANAGEMENT GROUP, LLC

RIA
CRD#: 174883
Coconut Creek, FL
Past

April 24, 2012 - June 13, 2016

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
DEERFIELD BEACH, FL
Past

March 16, 2009 - March 27, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
COCONUT CREEK, FL
Past

March 6, 2009 - July 8, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
COCONUT CREEK, FL
Past

April 14, 1992 - March 16, 2009

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
FT. LAUDERDALE, FL
Past

April 8, 1992 - March 16, 2009

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
FT. LAUDERDALE, FL
Past

December 12, 1986 - April 1, 1992

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

October 22, 1986 - December 22, 1986

GRAYSTONE NASH, INC.

BD
CRD#: 10635

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC

CRD#: 174883 / SEC#: 801-80983

RIA
Registered Investment Advisory firm - (2/19/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/18/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/1986
General Securities Representative Examination

Current Firm

NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC

CRD#: 174883 / SEC#: 801-80983

RIA
Registered Investment Advisory firm - (2/19/2015 Approved)
PREMIUM
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Contact information

Main Address
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002
Mailing Address
Phone number
(513) 772-2592
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NWMG WRAP PROGRAM BROCHURE (9/19/2025)
NWMG PART 2A DISCLOSURE BROCHURE (9/19/2025)

Regulatory assets under management

Total Number of Accounts1,066
AUM (Assets Under Management)$ 325,727,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATIONAL WEALTH MANAGEMENT GROUP, LLC

CRD#: 174883

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