Lester J. Blair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Joe Blair, who also goes by Lester J Blair, Lester Blair, was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1988. Lester had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2015 - October 18, 2016
EQUITY SERVICES, INC.
December 26, 2013 - December 31, 2014
PFS INVESTMENTS INC.
January 9, 2013 - December 26, 2013
PFS INVESTMENTS INC.
February 21, 2012 - December 31, 2012
PFS INVESTMENTS INC.
July 2, 2004 - December 16, 2011
GROVE POINT INVESTMENTS, LLC
April 28, 2003 - December 31, 2011
BLAIR CAPITAL MANAGEMENT CORP
January 27, 2003 - July 15, 2004
WOLF FINANCIAL MANAGEMENT, LLC
July 31, 2002 - July 15, 2004
WOLF FINANCIAL MANAGEMENT, LLC
June 7, 2002 - November 5, 2003
KENILWORTH ASSET MANAGEMENT, LLC
January 3, 2000 - December 31, 2002
KENILWORTH ASSET MANAGEMENT, LLC
October 21, 1993 - July 19, 2002
THE INVESTMENT CENTER, INC.
September 13, 1988 - October 20, 1993
MONY SECURITIES CORPORATION
August 11, 1988 - September 20, 1988
J. W. GANT & ASSOCIATES, INC.
July 19, 1988 - August 30, 1988
OSAIC FS, INC.
Primary Firm SEC Registration
EQUITY SERVICES, INC.
CRD#: 265 / SEC#: 801-41722, 8-14286
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITY SERVICES, INC.
CRD#: 265 / SEC#: 801-41722, 8-14286
Contact information
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NLV FINANCIAL CORPORATION | SHAREHOLDER | |
| ASSADI, MEHRAN | DIRECTOR & CHAIRMAN OF THE BOARD | 5270638 |
| AZARSHAHI, ATAOLLAH | PRESIDENT & CEO | 7270581 |
| COTTON, ROBERT EARL | DIRECTOR | 3085405 |
| DUNNE, REBECCA NASSAR | DIRECTOR | 3236752 |
| FRANKLIN, ROBERT | SVP, COMPLIANCE & CCO | 3213051 |
| FRAZEE, MATTHEW | DIRECTOR | 5979281 |
| KEENAN, JOHN FRANCIS | SVP, BUSINESS DEVELOPMENT | 2222699 |
| KUCINSKAS, ERIC KEITH | VP, FINOP & TREASURER | 6072823 |
| MCKENNY, IAN ANDREW | VP, CHIEF COUNSEL & SECRETARY | 5352951 |
| PALMER, REBECCA | CHIEF INFORMATION SECURITY OFFICER | 7320153 |
| TEESE, GREGORY DWIGHT | SVP, OPERATIONS, COO | 2135269 |
Regulatory assets under management
| Total Number of Accounts | 12,116 |
| AUM (Assets Under Management) | $ 2,451,252,093 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
