Thomas E. Quinlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Edward Quinlin was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2007 - June 8, 2010
AMERICAN PEGASUS LDG, LLC
April 15, 2002 - August 1, 2017
LIFESTYLE DESIGN GROUP LLC
October 17, 1995 - July 23, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 13, 1995 - July 23, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 16, 1991 - October 4, 1995
UBS FINANCIAL SERVICES INC.
January 4, 1988 - September 24, 1991
LEHMAN BROTHERS INC.
December 26, 1986 - December 8, 1987
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN PEGASUS LDG, LLC
CRD#: 118911 / SEC#: 801-67985
Contact information
Red Flags
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