Christopher B. Radford

MOSLEY WEALTH MANAGEMENT

Anaheim, CA 92806

Some features on this profile are disabled

CRD#: 1564302

Professional summary

Christopher Blake Radford is a registered financial advisor currently at MOSLEY WEALTH MANAGEMENT, INC. located in Anaheim, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Christopher has worked at 23 firms and has passed the Series 66, Series 63, Series 79TO, Series 72, Series 99TO, SIE, Series 3, Series 7, Series 6, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: CBR LLC Financial services consulting to the industry. 5 hours per week Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Blake Radford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2025 - Present

MOSLEY WEALTH MANAGEMENT, INC.

Office #1: 2401 E. Katella Avenue Suite 270, Anaheim, CA 92806

RIA

CRD#: 318592

Anaheim, CA

Past

October 11, 2019 - June 16, 2025

AE FINANCIAL SERVICES, LLC

CRD#: 298608

Topeka, KS

Past

March 19, 2018 - August 7, 2018

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Topeka, KS

Past

March 15, 2018 - June 16, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Topeka, KS

Past

March 13, 2017 - January 4, 2018

SMART MONEY GROUP, LLC

RIA

CRD#: 284187

Tampa, FL

Past

July 1, 2016 - January 31, 2018

DUET ADVISORY SERVICES LLC

RIA

CRD#: 283584

Huntington Beach, CA

Past

March 22, 2016 - December 1, 2016

PALOMAR FINANCIAL SERVICES

RIA

CRD#: 282612

HUNTINGTON BEACH, CA

Past

January 31, 2014 - February 28, 2014

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

August 15, 2013 - December 7, 2017

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

TAMPA, FL

Past

August 14, 2013 - December 7, 2017

CALTON & ASSOCIATES, INC.

CRD#: 20999

TAMPA, FL

Past

December 12, 2012 - February 5, 2013

STOCKPILE INVESTMENTS, INC.

CRD#: 156170

PALO ALTO, CA

Past

October 31, 2012 - August 23, 2013

7TWELVE ADVISORS, LLC

RIA

CRD#: 149849

NASHVILLE, TN

Past

May 25, 2011 - August 15, 2013

INDEPENDENT INVESTMENT BANKERS, CORP.

CRD#: 154134

VOLENTE, TX

Past

June 25, 2007 - December 6, 2010

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

OVERLAND PARK, KS

Past

June 25, 2007 - December 6, 2010

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

May 26, 2005 - June 4, 2007

OSAIC SERVICES, INC.

CRD#: 133763

SAN DIEGO, CA

Past

September 4, 2002 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 4, 2002 - October 31, 2005

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

September 4, 2002 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

February 14, 2002 - May 1, 2002

DIME SECURITIES, INC.

CRD#: 28955

BROOKLYN, NY

Past

May 19, 2000 - August 6, 2002

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

July 8, 1997 - December 8, 1998

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

September 20, 1993 - March 25, 1997

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

GLENDALE, CA

Past

April 29, 1987 - September 28, 1993

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

October 3, 1986 - May 26, 1987

PRINCIPAL SECURITIES, INC.

CRD#: 14819

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOSLEY WEALTH MANAGEMENT, INC.

CRD#: 318592 / SEC#: 801-129053

RIA

Registered Investment Advisory firm - (11/20/2023 Approved)

Arizona

Registered Investment Advisory firm - (11/27/2023 Terminated)

California

Registered Investment Advisory firm - (12/27/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (11/28/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/24/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 8/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/20/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/18/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/3/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/1993

General Securities Principal Examination

Current Firm

MOSLEY WEALTH MANAGEMENT, INC.

CRD#: 318592 / SEC#: 801-129053

RIA

Registered Investment Advisory firm - (11/20/2023 Approved)

Arizona

Registered Investment Advisory firm - (11/27/2023 Terminated)

California

Registered Investment Advisory firm - (12/27/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (11/28/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/27/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2401 E. Katella Avenue Suite 270, Anaheim, CA 92806

Mailing Address

Phone number

(714) 421-4288

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (10/14/2025)

Regulatory assets under management

Total Number of Accounts	1,081
AUM (Assets Under Management)	$ 185,148,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher B. Radford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Blake Radford's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

MADISON AVENUE SECURITIES, LLC

AE WEALTH MANAGEMENT, LLC

SMART MONEY GROUP, LLC

DUET ADVISORY SERVICES LLC

PALOMAR FINANCIAL SERVICES

FNEX CAPITAL, LLC

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

STOCKPILE INVESTMENTS, INC.

7TWELVE ADVISORS, LLC

INDEPENDENT INVESTMENT BANKERS, CORP.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SPELMAN & CO., INC.

SENTRA SECURITIES CORPORATION

DIME SECURITIES, INC.

WAMU INVESTMENTS, INC.

PNC BROKERAGE CORP

U.S. BANCORP ADVISORS, LLC

CAPITAL BROKERAGE CORPORATION

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

MOSLEY WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2006

Series 63

Date: 3/24/1988

Series 79TO

Date: 1/2/2023

Series 72

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 8/7/2018

Series 3

Date: 1/20/1999

Series 7

Date: 11/18/1991

Series 6

Date: 10/1/1986

Series 4

Date: 11/3/1997

Series 24

Date: 2/23/1993

Current Firm

MOSLEY WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOSLEY WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors