David B. Wilson

ONGOING WEALTH MANAGEMENT

Key Largo, FL

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CRD#: 1564158

Professional summary

David Barclay Wilson, who also goes by David B Wilson, is a registered financial advisor currently at ONGOING WEALTH MANAGEMENT located in Key Largo, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. David has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David B Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PKS Financial / investment related - Yes /80 State Street, Albany NY 12207 / Fixed / Traditional Insurance / Agent / 07/2022 / 5 / 8 / Sales of Fixed / Traditional insurance products 2) Fixed Insurance / investment related - Yes / 70 Bahama Ave Key Largo, FL 33037 / Fixed / Traditional Insurance / Agent / 06/2022 / 5 / 5 / Sales of Fixed / Traditional insurance products 3) Author / Investment related - No / 70 Bahama Ave, Key Largo Fl. 33037 / I write stories, essays, letters to the editor, novels, and poems / Author / 6/12/1956 / after trading hours/ 10 / Writing, editing, submitting for publication / It varies piece to piece. For most there in only bi-line promotional value. For example, "Dave Wilson is a writer and financial advisor living in the Florida Keys." For others, there may be significant advance monies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Barclay Wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2022 - Present

ONGOING WEALTH MANAGEMENT

RIA

CRD#: 319325

Key Largo, FL

Past

July 12, 2022 - February 28, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Key Largo, FL

Past

March 19, 1992 - July 12, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

KEY LARGO, FL

Past

March 13, 1992 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 13, 1992 - July 12, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

KEY LARGO, FL

Past

September 27, 1988 - October 30, 1989

FIRST FIDELITY BROKERS, INC.

CRD#: 15225

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/1992

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 10/28/1986

Municipal Securities Representative Examination

Current Firm

ONGOING WEALTH MANAGEMENT

ONGOING WEALTH MANAGEMENT | OWM LLC

CRD#: 319325 / SEC#:

Florida

Registered Investment Advisory firm - (8/22/2022 Approved)

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Contact information

Main Address

Key Largo, FL

Mailing Address

Phone number

(305) 394-8863

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 29,724,712

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David B. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Barclay Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONGOING WEALTH MANAGEMENT

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FIRST FIDELITY BROKERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/1992

SIE

Date: 10/1/2018

Series 7

Date: 3/12/1992

Series 52

Date: 10/28/1986

Current Firm

ONGOING WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONGOING WEALTH MANAGEMENT

TRUST BUT VERIFY

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