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GW

Gregory Lance L. Wright

ZANBATO SECURITIES LLC
Mountain View, CA 94043
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CRD#: 1564124
GW

Professional summary


Gregory Lance Lance Wright, who also goes by Gregory Lance Wright, is a registered financial professional currently at ZANBATO SECURITIES LLC located in Mountain View, California.

Gregory Lance is registered as a RR (Registered Representative) and started their career in finance in 1987. Gregory Lance has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gregory Lance Wright

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gregory Lance Lance Wright's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 23, 2016 - Present

ZANBATO SECURITIES LLC

Office #1: 711 / 715 N. Shoreline Blvd., Mountain View, CA 94043Office #2: 711 N. Shorline Blvd., Mountain View, CA 94043
BD
CRD#: 279028
Mountain View, CA
Past

April 1, 2015 - March 24, 2016

INTE SECURITIES LLC

BD
CRD#: 47107
Mountain View, CA
Past

December 10, 2014 - March 13, 2015

SUTTER SECURITIES INCORPORATED

BD
CRD#: 30770
MOUNTAIN VIEW, CA
Past

October 19, 2012 - December 28, 2015

WEILD & CO.

BD
CRD#: 132398
BOULDER, CO
Past

June 21, 2006 - December 17, 2012

THINKEQUITY LLC

BD
CRD#: 44274
NEW YORK, NY
Past

August 6, 1987 - February 28, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 3, 1987 - April 6, 1987

PRIVATE CAPITAL SECURITIES, INC.

BD
CRD#: 18391

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(4/26/2017)
RR
Arizona
(4/11/2016)
RR
Arkansas
(3/17/2020)
RR
California
(2/24/2016)
RR
Colorado
(5/17/2016)
RR
Connecticut
(4/1/2016)
RR
Delaware
(3/30/2016)
RR
District of Columbia
(3/25/2016)
RR
Florida
(3/24/2016)
RR
Georgia
(3/26/2019)
RR
Illinois
(4/1/2016)
RR
Indiana
(4/7/2016)
RR
Kansas
(6/28/2019)
RR
Kentucky
(3/28/2016)
RR
Louisiana
(3/29/2016)
RR
Maine
(1/3/2017)
RR
Maryland
(5/9/2016)
RR
Massachusetts
(4/21/2016)
RR
Michigan
(6/1/2021)
RR
Minnesota
(2/28/2017)
RR
Missouri
(4/5/2016)
RR
New Jersey
(4/26/2016)
RR
New York
(3/28/2016)
RR
North Carolina
(3/30/2016)
RR
Ohio
(3/25/2016)
RR
Oklahoma
(3/22/2016)
RR
Oregon
(10/12/2017)
RR
Pennsylvania
(3/25/2016)
RR
Puerto Rico
(3/28/2019)
RR
South Carolina
(4/12/2016)
RR
Texas
(4/21/2016)
RR
Utah
(2/8/2019)
RR
Virgin Islands
(7/30/2020)
RR
Virginia
(3/30/2016)
RR
Washington
(5/8/2017)
RR
Wisconsin
(2/25/2019)
RR
Wyoming
(3/25/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 7/6/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


ZS
ZANBATO SECURITIES LLC
ZANBATO SECURITIES LLC

CRD#: 279028 / SEC#: , 8-69654

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
711 / 715 N. Shoreline Blvd., Mountain View, CA 94043
Mailing Address
711 / 715 N. Shoreline Blvd., Mountain View, CA 94043
Phone number
(650) 557-2333
Established
Delaware since 06/17/2015
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ZANBATO HOLDING COMPANY LLCMEMBER
FITZGERALD, HEATHERCFO4427665
RAFFERTY, MARIANNECCO1982973
SAND, KNUT NICOLAICEO6115928
WRIGHT, GREGORY LANCEPRESIDENT1564124

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ZANBATO SECURITIES LLC

CRD#: 279028Mountain View, CA 94043

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