Michael A. Carpenter
Professional summary
Michael Alan Carpenter is a registered financial professional currently at TELSEY ADVISORY GROUP LLC located in Novato, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Alan Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2015 - Present
TELSEY ADVISORY GROUP LLC
October 16, 2013 - September 29, 2015
DREXEL HAMILTON, LLC
July 20, 2010 - August 5, 2013
BURRILL SECURITIES
January 5, 2006 - July 1, 2010
SUMMER STREET RESEARCH PARTNERS
January 13, 2004 - February 1, 2006
PACIFIC GROWTH EQUITIES, LLC
April 17, 1998 - January 9, 2004
MORGAN STANLEY & CO. LLC
September 29, 1986 - July 18, 1997
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/2/2010
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
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