Michael A. Carpenter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Carpenter was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2015 - May 15, 2026
TELSEY ADVISORY GROUP LLC
October 16, 2013 - September 29, 2015
DREXEL HAMILTON, LLC
July 20, 2010 - August 5, 2013
BURRILL SECURITIES
January 5, 2006 - July 1, 2010
SUMMER STREET RESEARCH PARTNERS
January 13, 2004 - February 1, 2006
PACIFIC GROWTH EQUITIES, LLC
April 17, 1998 - January 9, 2004
MORGAN STANLEY & CO. LLC
September 29, 1986 - July 18, 1997
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/2/2010
Limited Representative-Equity Trader ExamCurrent Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
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