CM
Christopher W. Mee
INSPEREX LLC
Delray Beach, FL 33483
Some features on this profile are disabled
CRD#: 1563855
CM
Professional summary
Christopher Wayne Mee is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Wayne Mee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2015 - Present
INSPEREX LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483BD
CRD#: 101420
Delray Beach, FL
Past
August 19, 2015 - November 28, 2018
INCAPITAL DISTRIBUTORS LLC
BD
CRD#: 156622
BOCA RATON, FL
Past
July 8, 2014 - August 4, 2015
REALTY CAPITAL SECURITIES, LLC
BD
CRD#: 145454
Palm Beach Gardens, FL
Past
March 22, 2012 - June 4, 2014
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
November 29, 2011 - June 4, 2014
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
PALM BEACH, FL
Past
January 6, 2009 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
PALM BEACH GARDENS, FL
Past
April 4, 2003 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
RIA
CRD#: 5249
PALM BEACH, FL
Past
January 1, 2002 - December 31, 2012
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
PALM BEACH, FL
Past
November 11, 1998 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
BD
CRD#: 19177
STAMFORD, CT
Past
September 26, 1996 - September 25, 1998
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
April 21, 1993 - September 19, 1996
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
January 6, 1987 - March 10, 1993
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/2/2018)
RR
Alaska(7/3/2018)
RR
Arizona(7/2/2018)
RR
Arkansas(7/5/2018)
RR
California(8/19/2015)
RR
Colorado(7/3/2018)
RR
Connecticut(7/2/2018)
RR
Delaware(7/6/2018)
RR
District of Columbia(3/4/2016)
RR
Florida(8/19/2015)
RR
Georgia(7/6/2018)
RR
Hawaii(7/2/2018)
RR
Idaho(7/2/2018)
RR
Illinois(8/19/2015)
RR
Indiana(7/3/2018)
RR
Iowa(7/3/2018)
RR
Kansas(7/16/2018)
RR
Kentucky(7/3/2018)
RR
Louisiana(7/3/2018)
RR
Maine(7/3/2018)
RR
Maryland(7/6/2018)
RR
Massachusetts(7/3/2018)
RR
Michigan(7/5/2018)
RR
Minnesota(7/6/2018)
RR
Mississippi(7/9/2018)
RR
Missouri(7/5/2018)
RR
Montana(7/3/2018)
RR
Nevada(1/14/2019)
RR
New Hampshire(7/10/2018)
RR
New Jersey(8/19/2015)
RR
New Mexico(7/3/2018)
RR
New York(8/19/2015)
RR
North Carolina(7/12/2018)
RR
North Dakota(7/3/2018)
RR
Ohio(7/2/2018)
RR
Oklahoma(7/3/2018)
RR
Oregon(7/2/2018)
RR
Pennsylvania(7/3/2018)
RR
Puerto Rico(7/13/2018)
RR
Rhode Island(7/10/2018)
RR
South Carolina(7/3/2018)
RR
South Dakota(7/3/2018)
RR
Tennessee(7/3/2018)
RR
Texas(7/3/2018)
RR
Utah(7/3/2018)
RR
Vermont(7/10/2018)
RR
Virgin Islands(7/5/2018)
RR
Virginia(7/2/2018)
RR
Washington(7/5/2018)
RR
West Virginia(7/16/2018)
RR
Wisconsin(7/3/2018)
RR
Wyoming(7/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/2/1993
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
IL
INSPEREX LLC
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC
CRD#: 101420 / SEC#: , 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Phone number
(312) 379-3700
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INSPEREX LLC
CRD#: 101420Delray Beach, FL 33483TRUST BUT VERIFY
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