Brian M. Gonick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Gonick was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2008 - September 16, 2015
SENVEST INTERNATIONAL L.L.C.
July 23, 2003 - April 19, 2007
CANACCORD GENUITY SECURITIES LLC
January 30, 2002 - July 11, 2003
BREAN MURRAY & CO., INC.
April 17, 2001 - January 22, 2002
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENVEST INTERNATIONAL L.L.C.
CRD#: 45974 / SEC#: , 8-51255
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
