Michael R. Walling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Walling, who also goes by Michael R Walling, Michael Walling, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 23 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2023 - May 1, 2025
MEEDER DISTRIBUTION SERVICES, INC.
April 10, 2023 - November 14, 2023
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
November 19, 2018 - March 24, 2023
DESTRA CAPITAL INVESTMENTS LLC
January 18, 2017 - October 13, 2017
SAYBRUS EQUITY SERVICES, LLC
October 21, 2015 - June 16, 2016
OSBORNE PARTNERS
April 25, 2014 - November 20, 2015
PRINCIPAL SECURITIES, INC.
April 24, 2014 - November 20, 2015
PRINCIPAL SECURITIES, INC.
November 7, 2012 - February 11, 2014
FISHER INVESTMENTS
August 16, 2011 - September 6, 2012
QUASAR DISTRIBUTORS, LLC
October 14, 2008 - August 21, 2009
TRANSAMERICA CAPITAL, LLC
July 19, 2007 - December 20, 2007
INVESCO DISTRIBUTORS, INC.
January 10, 2006 - April 2, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 12, 2005 - January 4, 2006
ADP BROKER-DEALER, INC.
December 17, 2003 - March 3, 2004
BANCWEST INVESTMENT SERVICES, INC.
May 24, 2002 - August 22, 2002
IDS LIFE INSURANCE COMPANY
May 24, 2002 - July 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
July 12, 2000 - March 26, 2001
VOYA FINANCIAL PARTNERS, LLC
September 11, 1997 - July 11, 2000
AMERICAN GENERAL DISTRIBUTORS, INC.
March 5, 1997 - April 11, 1997
ALLSTATE FINANCIAL SERVICES, LLC
August 31, 1994 - March 5, 1997
GUARANTY BROKERAGE SERVICES, INC.
May 20, 1991 - August 31, 1994
CAL FED INVESTMENTS
January 16, 1990 - March 1, 1991
MARKETING ONE SECURITIES, INC.
August 30, 1989 - February 7, 1990
SECURIAN FINANCIAL SERVICES, INC.
April 25, 1988 - June 7, 1988
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEEDER DISTRIBUTION SERVICES, INC.
CRD#: 36773 / SEC#: , 8-47374
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
