John P. Abriola

UNITED CAPITAL FINANCIAL ADVISORS

CARNEGIE, PA 15106

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CRD#: 1563684

Professional summary

John Patrick Abriola, who also goes by Jack Abriola, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Carnegie, Pennsylvania and INTEGRITY ALLIANCE, LLC. located in Carnegie, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Abriola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) John P. Abriola - Real Estate Brokerage License - 22 Dogwood Ct., Canonsburg, PA 15317 - start date 6/1985 - 0 hrs per month - 0 hrs during trading - used to maintain license only have never used it for business 2) JOHN ABRIOLA POSITION: Owner NATURE: Income Tax Preparatioin INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/1993 ADDRESS: 22 Dogwood Ct, Canonsburg PA 15317, United States DESCRIPTION: Preparation of income tax returns during tax season 3) JOHN P. ABRIOLA, ESQ POSITION: Owner NATURE: Legal Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1985 ADDRESS: 22 Dogwood Ct, Canonsburg PA 15317, United States DESCRIPTION: Legal Services 4) UNITED CAPITAL RISK MANAGEMENT, LLC POSITION: Insurance Agent NATURE: Insurance agency used for processing fixed insurance and annuity business. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/30/2015 ADDRESS: 912 Washington Avenue, Carnegie PA 15106, United States DESCRIPTION: Acting as an insurance agent. 5) UNITED CAPITAL FINANCIAL ADVISORS, LLC POSITION: Employee NATURE: Investment management and financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/14/1992 ADDRESS: 912 Washington Avenue, Carnegie PA 15106, United States DESCRIPTION: Offer investment management and financial planning to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Abriola's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2015 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 912 Washington Avenue, Carnegie, PA 15106

RIA

CRD#: 134600

CARNEGIE, PA

Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 912 Washington Ave, Carnegie, PA 15106

RIA

CRD#: 139627

Carnegie, PA

Past

February 12, 2024 - November 3, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

Carnegie, PA

Past

September 3, 2020 - November 14, 2023

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

CARNEGIE, PA

Past

September 3, 2020 - November 14, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

CARNEGIE, PA

Past

November 1, 2017 - November 13, 2017

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Carnegie, PA

Past

November 1, 2017 - September 3, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Carnegie, PA

Past

November 25, 2015 - November 1, 2017

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

Carnegie, PA

Past

October 30, 2015 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

Carnegie, PA

Past

April 4, 2011 - November 6, 2015

OSAIC WEALTH, INC.

RIA

CRD#: 23131

CARNEGIE, PA

Past

September 4, 2008 - December 31, 2010

OSAIC WEALTH, INC.

RIA

CRD#: 23131

CARNEGIE, PA

Past

January 3, 2002 - July 11, 2016

SELECT FINANCIAL GROUP, LLC

RIA

CRD#: 111099

CARNEGIE, PA

Past

November 13, 1997 - November 6, 2015

OSAIC WEALTH, INC.

CRD#: 23131

CARNEGIE, PA

Past

May 14, 1992 - November 13, 1997

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

September 24, 1986 - April 21, 1992

MERCER ALLIED CORPORATION

CRD#: 7829

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/4/2025)

Ohio
(11/3/2025)

IAR

Pennsylvania
(10/30/2015)

Pennsylvania
(11/3/2025)

West Virginia
(11/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/16/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/24/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

John P. Abriola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Abriola's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

LION STREET FINANCIAL, LLC

MERCER ALLIED COMPANY, L.P.

GOLDMAN SACHS & CO. LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SELECT FINANCIAL GROUP, LLC

OSAIC WEALTH, INC.

MUTUAL SERVICE CORPORATION

MERCER ALLIED CORPORATION

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1986

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1986

Series 51

Date: 3/24/2003

Series 24

Date: 6/14/1997

FINRA

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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