John T. Hillin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Timothy Hillin, who also goes by Tim Hillin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2013 - June 19, 2020
TRUIST SECURITIES, INC.
November 6, 2009 - December 4, 2012
WELLS FARGO SECURITIES, LLC
June 30, 2006 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
November 30, 2004 - July 11, 2006
PIPER SANDLER & CO.
June 25, 2003 - December 2, 2004
STEPHENS
May 11, 2000 - June 19, 2003
FIFTH THIRD SECURITIES, INC.
February 14, 2000 - April 6, 2000
AMSOUTH INVESTMENT SERVICES, INC.
August 29, 1997 - February 14, 2000
INVEST FINANCIAL CORPORATION
September 17, 1990 - September 16, 1997
THE ROBINSON-HUMPHREY COMPANY, LLC
August 16, 1989 - September 25, 1990
TRUIST INVESTMENT SERVICES, INC.
September 26, 1986 - January 30, 1989
AMERISTAR CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
