AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JC

Jose Manuel Cintron

KOVACK SECURITIES
FT. LAUDERDALE, FL
·CRD# 1563435·15 years experience

Professional Summary

Jose Manuel Cintron, who also goes by Jose M Cintron, is a registered financial advisor currently at KOVACK SECURITIES INC. located in Ft. Lauderdale, Florida. Jose is registered as a RR (Registered Representative) and started their career in finance in 2011. Jose has worked at 1 firm and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jose M Cintron

Blog Corner

Similar Advisors

FORT LAUDERDALE, FL · CRD#
View profile
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Years of Experience

15 years in the financial services industry

Current & Past Employments

KOVACK SECURITIES INC.·CRD# 44848
BD
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308
December 19, 2011 - Present

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Current Firm

KS
KOVACK SECURITIES INC.

KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS

CRD#: 44848 / SEC#: 8-50847
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Mailing Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Phone Number

(954) 782-4771

Established

Florida since 04/22/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KOVACK FINANCIAL, LLC.OWNER—
KOVACK, BRIAN JOHNCEO2809477
SHICK, ISABELLE ALLISONFINOP5364794
WOLFE, MELINDA SUECHIEF COMPLIANCE OFFICER/EVP1627593

Disclosures

Regulatory Event

5

Arbitration

5

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Nov 2011About the Series 99 exam
FINRA
SRO Registrations

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Jose Manuel Cintron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#
JC
Follow Jose
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required