Richard S. Karp
Professional summary
Richard Scott Karp, who also goes by Richard S Karp, is a registered financial advisor currently at ADVISORY SERVICES NETWORK located in Wilton Manors, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Richard has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Scott Karp's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2025 - Present
ADVISORY SERVICES NETWORK
Office #1: 2606 Ne 10th Terrace #3, Wilton Manors, FL 33334December 20, 2016 - December 18, 2024
OSAIC FA, INC.
December 19, 2016 - December 18, 2024
OSAIC FA, INC.
July 31, 2015 - December 20, 2016
MOORS & CABOT, INC.
July 31, 2015 - December 20, 2016
MOORS & CABOT, INC.
July 6, 2010 - August 14, 2015
RAYMOND JAMES & ASSOCIATES, INC.
February 18, 2010 - August 14, 2015
RAYMOND JAMES & ASSOCIATES, INC.
August 19, 2009 - February 22, 2010
TAFFERER TRADING, LLC
May 1, 2006 - June 26, 2009
G-2 TRADING,LLC
May 27, 2003 - December 16, 2003
JANNEY MONTGOMERY SCOTT LLC
September 21, 1999 - May 24, 2001
RUMSON CAPITAL, LLC
November 27, 1996 - September 8, 1998
JOSEPH CHARLES & ASSOC., INC.
March 1, 1994 - November 22, 1996
RAYMOND JAMES & ASSOCIATES, INC.
March 8, 1989 - March 31, 1994
MORGAN STANLEY DW INC.
October 19, 1988 - March 4, 1989
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration

ADVISORY SERVICES NETWORK
CRD#: 146051 / SEC#: 801-71112
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2025)
(1/2/2025)
Exams
Series 55
Date: 4/3/2000
Limited Representative-Equity Trader ExamCurrent Firm

ADVISORY SERVICES NETWORK
CRD#: 146051 / SEC#: 801-71112
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,513 |
| AUM (Assets Under Management) | $ 8,619,812,562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADVISORY SERVICES NETWORK
CRD#: 146051Wilton Manors, FL 33334TRUST BUT VERIFY
Monitor Richard Karp
Get automatic monthly alerts on: