Dawne M. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dawne Maria Stewart, who also goes by Dawne Maria Raile, Dawne Stewart Raile, Dawne M Stewart, was a registered financial professional .
Dawne is a previously registered financial professional and started their career in finance in 1987. Dawne had worked at 15 firms and has passed the Series 63, Series 66, Series 65, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Bridgewater State College
Bachelor of Arts (BA) - Business Management
1999
Experience
March 31, 2025 - May 6, 2025
STRATEGIC ADVISERS LLC
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 29, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
January 4, 2018 - May 6, 2025
FIDELITY BROKERAGE SERVICES LLC
November 4, 2013 - November 30, 2017
LPL FINANCIAL LLC
October 31, 2013 - November 30, 2017
LPL FINANCIAL LLC
May 4, 2013 - October 18, 2013
INNOVATION PARTNERS LLC
February 25, 2013 - October 18, 2013
INNOVATION PARTNERS LLC
April 6, 2010 - December 6, 2011
ADVISER INVESTMENTS
July 23, 2008 - April 28, 2009
U.S. BANCORP ADVISORS, LLC
July 23, 2008 - April 28, 2009
U.S. BANCORP ADVISORS, LLC
July 5, 2007 - July 24, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
August 21, 2006 - July 24, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
August 4, 2005 - December 14, 2005
IDS LIFE INSURANCE COMPANY
August 4, 2005 - December 14, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
August 19, 1998 - November 10, 1999
J.P. MORGAN SECURITIES LLC
October 8, 1997 - June 17, 1998
BNY MELLON SECURITIES CORPORATION
February 26, 1997 - October 2, 1997
DEAM INVESTOR SERVICES, INC.
June 2, 1993 - August 30, 1996
FIDELITY BROKERAGE SERVICES LLC
February 2, 1990 - May 12, 1993
J.P. MORGAN SECURITIES LLC
November 28, 1988 - October 25, 1989
PRUDENTIAL EQUITY GROUP, LLC
March 25, 1987 - December 14, 1988
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
