Kurt F. Schultz
Professional summary
Kurt Frederick Schultz is a registered financial advisor currently at ATIS, INC located in Highland, Indiana.
Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kurt has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kurt Frederick Schultz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kurt Frederick Schultz's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2009 - Present
ATIS, INC
Office #1: 9717 Prairie Avenue, Highland, IN 46322Office #2: 9717 Prairie Avenue, Highland, IN 46322June 19, 2009 - Present
ATIS, INC
Office #1: 9717 Prairie Avenue, Highland, IN 46322Office #2: 9717 Prairie Avenue, Highland, IN 46322September 6, 2005 - June 17, 2009
AMERICAN TRUST INVESTMENT SERVICES, INC.
September 6, 2005 - June 17, 2009
AMERICAN TRUST INVESTMENT SERVICES, INC.
July 6, 2005 - September 6, 2005
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - September 6, 2005
CHASE INVESTMENT SERVICES CORP.
June 21, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
June 18, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
March 10, 2004 - May 18, 2004
ABN AMRO CLEARING USA LLC
January 6, 2000 - February 12, 2002
UBS FINANCIAL SERVICES INC.
November 20, 1998 - January 7, 2000
HIGH YIELD ANALYTICS, INC.
August 18, 1997 - May 7, 1999
REFCO SECURITIES, LLC
January 16, 1987 - February 18, 1993
REFCO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2016)
(1/2/2020)
(3/2/2010)
(7/1/2009)
(5/24/2021)
(6/4/2009)
(6/22/2009)
(2/29/2016)
(2/8/2018)
(1/10/2024)
(1/10/2024)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
ATIS, INC
CRD#: 148274 / SEC#: , 8-68004
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVANICH, JOHN JOSEPH | SHAREHOLDER/JOINT WITH SPOUSE, PRESIDENT, DIRECTOR, EXEC. REP., CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 2661428 |
| EVANICH, LORI M | JOINT SHAREHOLDER/ SPOUSE WITH RIGHTS OF SURVIVORSHIP, DIRECTOR, SECRETARY | |
| SCHULTZ, KURT FREDERICK | SHAREHOLDER, GENERAL PRINCIPAL | 1563024 |
| MASTEJ, JOSEPH STEVEN | SHAREHOLDER, OPERATIONS OFFICER | |
| SEDAM, MICHAEL R | DIRECTOR | 7937139 |
Regulatory assets under management
| Total Number of Accounts | 215 |
| AUM (Assets Under Management) | $ 76,959,901 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ATIS, INC
CRD#: 148274Highland, IN 46322TRUST BUT VERIFY
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