Darryl J. Donohue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Joseph Donohue, who also goes by Darryl Donohue, was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 1988. Darryl had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2006 - March 31, 2020
GFI SECURITIES LLC
July 7, 2005 - April 4, 2006
W.R. HAMBRECHT + CO., LLC
May 29, 2001 - July 5, 2005
FULCRUM GLOBAL PARTNERS LLC
April 24, 2000 - May 9, 2001
ROBERTSON STEPHENS, INC.
March 24, 1999 - May 8, 2000
GRUNTAL & CO., L.L.C.
December 9, 1998 - March 19, 1999
KNIGHT CAPITAL MARKETS LLC
April 17, 1996 - October 29, 1998
CIBC WORLD MARKETS CORP.
July 9, 1992 - April 26, 1996
UBS FINANCIAL SERVICES INC.
May 25, 1988 - February 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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