Claudette L. Fahrenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudette Loretta Fahrenberg was a registered financial professional .
Claudette is a previously registered financial professional and started their career in finance in 1988. Claudette had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2004 - September 10, 2014
FCS SECURITIES
April 27, 2001 - March 5, 2002
ATALANTA SOSNOFF MANAGEMENT, LLC
August 15, 2000 - March 21, 2001
MORGAN SCHIFF & CO.,INC.
January 28, 1997 - July 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 1988 - August 19, 1989
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
FCS SECURITIES
CRD#: 40177 / SEC#: , 8-49036
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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