Donald M. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Mannon Morris JR, who also goes by Chip Morris, Donald Mannon Morris, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1994. Donald had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2015 - December 31, 2016
LIQUID STRATEGIES, LLC
February 24, 2015 - December 1, 2015
IMST DISTRIBUTORS, LLC
December 18, 2012 - October 28, 2013
RBC CAPITAL MARKETS, LLC
January 4, 2012 - October 28, 2013
RBC CAPITAL MARKETS, LLC
November 17, 2011 - August 21, 2012
BB&T INVESTMENT SERVICES, INC.
November 5, 2011 - August 21, 2012
BB&T INVESTMENT SERVICES, INC.
November 16, 2007 - July 29, 2008
CITIGROUP GLOBAL MARKETS INC.
November 15, 2007 - July 29, 2008
CITIGROUP GLOBAL MARKETS INC.
October 19, 2005 - August 29, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 14, 2005 - August 29, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 17, 2003 - October 17, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 17, 2003 - October 17, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 2003 - July 21, 2003
TRUIST INVESTMENT SERVICES, INC.
February 21, 2003 - July 21, 2003
TRUIST INVESTMENT SERVICES, INC.
April 21, 1994 - August 11, 1995
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
LIQUID STRATEGIES, LLC
CRD#: 170107 / SEC#: 801-79222
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIQUID STRATEGIES, LLC
CRD#: 170107 / SEC#: 801-79222
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 950,437,136 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
