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EB

Eugene G. Bowan

VALLEY WEALTH STRATEGIES
Lake Forest, CA 92630
Some features on this profile are disabled
CRD#: 1562682
EB
Eugene George BowanVALLEY WEALTH STRATEGIES

Professional summary

Eugene George Bowan, who also goes by Gene Bowan, is a registered financial advisor currently at VALLEY WEALTH STRATEGIES, LLC located in Lake Forest, California and LPL FINANCIAL LLC located in Lake Forest, California.

Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Eugene has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Gene Bowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene George Bowan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 20, 2017 - Present

VALLEY WEALTH STRATEGIES, LLC

Office #1: 22936 El Toro Road, Lake Forest, CA 92630
RIA
CRD#: 289737
Lake Forest, CA
Current

November 29, 2017 - Present

LPL FINANCIAL LLC

Office #1: 22936 El Toro Rd, Lake Forest, CA 92630
RIA
BD
CRD#: 6413
LAKE FOREST, CA
Past

April 22, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

November 29, 2017 - April 4, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

May 16, 2017 - December 31, 2017

VALLEY WEALTH STRATEGIES

RIA
CRD#: 282275
Lake Forest, CA
Past

September 28, 2000 - December 1, 2017

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
LAKE FOREST, CA
Past

December 18, 1998 - November 29, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LAKE FOREST, CA
Past

October 2, 1996 - June 18, 1997

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

August 22, 1994 - December 18, 1998

ARAGON FINANCIAL SERVICES, INC.

BD
CRD#: 16023
IRVINE, CA
Past

May 27, 1994 - August 17, 1994

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

October 27, 1988 - January 19, 1989

SENTRA SECURITIES CORPORATION

BD
CRD#: 10249
Past

February 12, 1988 - October 31, 1988

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
Past

October 31, 1987 - October 31, 1988

AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.

BD
CRD#: 148
Past

September 15, 1986 - December 31, 1987

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH STRATEGIES, LLC
DRUMMOND & ASSOCIATES | ZUK FINANCIAL GROUP | VWS | VALLEY WEALTH STRATEGIES, LLC

CRD#: 289737 / SEC#: 801-113081

RIA
Registered Investment Advisory firm - (4/27/2018 Approved)
California
Registered Investment Advisory firm - (6/1/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/15/2022)
RR
Arizona
(11/29/2017)
IAR
California
(10/20/2017)
RR
California
(11/29/2017)
RR
Colorado
(11/29/2017)
RR
Florida
(11/29/2017)
RR
Georgia
(11/29/2017)
RR
Hawaii
(1/28/2025)
RR
Idaho
(7/11/2018)
RR
Indiana
(11/29/2017)
RR
Iowa
(10/20/2022)
RR
Kansas
(2/23/2021)
RR
Maryland
(11/29/2017)
RR
Massachusetts
(11/29/2017)
RR
Michigan
(8/6/2020)
RR
Minnesota
(11/29/2017)
RR
Missouri
(11/29/2017)
RR
Montana
(11/29/2017)
RR
Nevada
(2/23/2021)
RR
New Hampshire
(11/29/2017)
RR
New Jersey
(11/29/2017)
RR
New Mexico
(11/29/2017)
RR
New York
(4/24/2020)
RR
North Carolina
(11/29/2017)
RR
Oklahoma
(3/10/2023)
RR
Oregon
(2/23/2021)
RR
Pennsylvania
(6/22/2021)
RR
South Carolina
(2/23/2021)
RR
Tennessee
(9/10/2020)
RR
Texas
(11/29/2017)
RR
Utah
(11/29/2017)
RR
Virginia
(7/13/2018)
RR
Washington
(11/29/2017)
RR
Wisconsin
(7/4/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/26/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/29/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/30/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/26/1994
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VW
VALLEY WEALTH STRATEGIES, LLC
DRUMMOND & ASSOCIATES | ZUK FINANCIAL GROUP | VWS | VALLEY WEALTH STRATEGIES, LLC

CRD#: 289737 / SEC#: 801-113081

RIA
Registered Investment Advisory firm - (4/27/2018 Approved)
California
Registered Investment Advisory firm - (6/1/2018 Terminated)
Loading...

Contact information

Main Address
404 W. Pine Street Suite 6, Lodi, CA 95240
Mailing Address
Phone number
(209) 366-1264
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VWS FORM ADV 2A FIRM BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts8,131
AUM (Assets Under Management)$ 1,205,186,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VALLEY WEALTH STRATEGIES, LLC

CRD#: 289737Lake Forest, CA 92630

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