James T. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Townsend Russell IV, who also goes by James Townsend Russell, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 8 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2010 - April 5, 2018
COMMON SENSE FINANCIAL INVESTING, LLC
April 3, 2009 - August 25, 2010
J. W. COLE ADVISORS, INC.
March 11, 2009 - August 25, 2010
J.W. COLE FINANCIAL, INC.
May 29, 2008 - March 19, 2009
LPL FINANCIAL LLC
May 14, 2008 - March 19, 2009
LPL FINANCIAL LLC
September 6, 2007 - May 15, 2008
MORGAN STANLEY & CO. LLC
August 13, 2007 - May 15, 2008
MORGAN STANLEY & CO. LLC
March 5, 1992 - June 4, 1992
FIDELITY BROKERAGE SERVICES LLC
September 24, 1987 - September 28, 1990
MORGAN STANLEY DW INC.
September 11, 1986 - January 14, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COMMON SENSE FINANCIAL INVESTING, LLC
CRD#: 154912 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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