Harold Emanuel Doley Iii
Professional Summary
Harold Emanuel Doley III, who also goes by Harold E Doley, Harold Emanuel Doley III, Harold Emanuel Doley, is a registered financial advisor currently at SECURITY CAPITAL BROKERAGE, INC. located in Atlanta, Georgia. Harold is registered as a RR (Registered Representative) and started their career in finance in 1993. Harold has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Harold E Doley, Harold Emanuel Doley Iii, Harold Emanuel Doley
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
SECURITY CAPITAL BROKERAGE, INC.
Contact Information
Main Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303Mailing Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303Phone Number
(404) 230-8475Established
Georgia since 10/04/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/19/2018)
(2/22/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Harold Emanuel Doley III's CRS (Customer Relationship Summary).
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