Mary L. Wingate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Leslie Wingate, who also goes by Mary Leslie Jolly, Mary Leslie Sullins, Leslie Wingate, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1987. Mary had worked at 8 firms and has passed the Series 63, Series 22, Series 3, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2002 - March 7, 2002
ECKARD INVESTMENT SERVICES, INC.
October 3, 2001 - February 12, 2002
LONE STAR SECURITIES, INC.
February 14, 1990 - January 14, 1991
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
January 2, 1990 - February 27, 1990
ALLISON, ROSENBLUM & HANNAHS, INC.
May 8, 1989 - January 13, 1990
SWINK & COMPANY, INC.
January 12, 1989 - May 13, 1989
ALLISON, ROSENBLUM & HANNAHS, INC.
September 15, 1988 - October 17, 1988
ANGLO-AMERICAN INVESTOR SERVICES CORP.
October 9, 1987 - August 30, 1988
U.S. ASSOCIATES, INC.
August 20, 1987 - October 13, 1987
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ECKARD INVESTMENT SERVICES, INC.
CRD#: 2711 / SEC#: , 8-6011
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
