Arville V. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arville Vance Wheeler JR, who also goes by Arville Vance Wheeler, was a registered financial professional .
Arville is a previously registered financial professional and started their career in finance in 1986. Arville had worked at 9 firms and has passed the Series 63, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2012 - May 20, 2014
SIKICH CORPORATE FINANCE LLC
September 15, 2010 - August 15, 2011
PIERPONT CAPITAL ADVISORS LLC
May 1, 2002 - January 20, 2006
WAMU CAPITAL CORP.
October 1, 1999 - April 28, 2000
WELLS FARGO CLEARING SERVICES, LLC
February 2, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 21, 1997 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
May 31, 1994 - April 18, 1997
BANC OF AMERICA SECURITIES LLC
June 10, 1993 - May 16, 1994
KIDDER, PEABODY & CO. INCORPORATED
October 22, 1986 - June 10, 1993
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/23/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIKICH CORPORATE FINANCE LLC
CRD#: 149024 / SEC#: , 8-68096
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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