Mathew M. Abraham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mathew Mykel Abraham, who also goes by Mathew Abraham, was a registered financial professional .
Mathew is a previously registered financial professional and started their career in finance in 1994. Mathew had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2018 - August 22, 2018
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
April 11, 2014 - December 18, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 24, 2008 - February 11, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 10, 2006 - June 1, 2007
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 11, 2004 - March 29, 2006
MML INVESTORS SERVICES, LLC
December 22, 1999 - March 27, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 10, 1997 - December 2, 1999
THE VARIABLE ANNUITY MARKETING COMPANY
August 2, 1994 - April 8, 1997
MISSIONSQUARE WEALTH MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
CRD#: 8478 / SEC#: 801-63564, 8-25452
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINANCIAL SERVICES HOLDINGS, LLC | SOLE SHAREHOLDER | |
| COKER, KAREN LE'ELLEN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PARKER, RICHARD WILSON | CEO | 5497397 |
| REYNOLDS, MATTHEW MARK | PRESIDENT / FINOP / PFO / POO/CCO | 4077413 |
| RUDNICK, REGINA MARY | HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
| TITAK, JAMES JOHN | CHAIRMAN OF THE BOARD | 1008441 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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