Randy R. Osborn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy R Osborn was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1986. Randy had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - March 2, 2022
OMNI FINANCIAL SECURITIES, INC.
April 27, 2001 - November 15, 2005
USALLIANZ SECURITIES, INC.
January 26, 1995 - April 27, 2001
PRIM SECURITIES, INCORPORATED
June 7, 1993 - February 17, 1995
WS GRIFFITH SECURITIES, INC.
November 24, 1986 - June 7, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OMNI FINANCIAL SECURITIES, INC.
CRD#: 29320 / SEC#: , 8-44034
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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