James S. Foster
Professional summary
James Stephen Foster, who also goes by Stephen Foster, Steve Foster, is a registered financial professional currently at AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia.
James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Stephen Foster's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2026 - Present
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
Office #1: 1600 Pennsylvania Ave., Mcdonough, GA 30253December 17, 2012 - December 31, 2025
FIRST ASSET FINANCIAL INC.
June 10, 2005 - December 31, 2010
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 7, 2004 - April 20, 2005
PRESTWICK SECURITIES, INC.
January 1, 2002 - December 31, 2003
LOCUST STREET SECURITIES, INC.
March 30, 2001 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
August 15, 2000 - April 9, 2001
NYLIFE SECURITIES LLC
July 25, 1994 - August 1, 2000
THE O.N. EQUITY SALES COMPANY
October 13, 1992 - July 26, 1994
OPPENHEIMER & CO. INC.
August 17, 1988 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 17, 1988 - November 6, 1990
MONY SECURITIES CORPORATION
September 26, 1986 - August 8, 1988
SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2026)
(1/2/2026)
Exams
FINRA
Current Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GLOBAL WEALTH SERVICES, INC. | OWNER | |
| CIANTRO, PHILIP | FINOP | 2350685 |
| FAULK, RACHEL | CHIEF COMPLIANCE OFFICER | 7712313 |
| MAY, JAMES DAVID | VP OF REPRESENTATIVE AND CLIENT RELATIONS | 1601422 |
| WEBB, JAMES RANDALL | CEO | 2089446 |
| WEBB, JAMES RANDALL | CHIEF OPERATIONS OFFICER | 2089446 |
| WEBB, JAMES RANDALL | PRESIDENT | 2089446 |
Red Flags
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Company Information
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388Mcdonough, GA 30253TRUST BUT VERIFY
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