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Scott Allen Dorer

ATARAXIS ADVISORS
LANSING, MI
·CRD# 1561880·39 years experience

Professional Summary

Scott Allen Dorer is a registered financial advisor currently at ATARAXIS ADVISORS LLC located in Lansing, Michigan and OSAIC WEALTH, INC. located in Lansing, Michigan. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ATARAXIS ADVISORS LLC·CRD# 328373
RIA
4293 Five Oaks Drive, Lansing, MI 48911
January 5, 2024 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
BD
4293 Five Oaks Dr, Lansing, MI 48911
June 14, 2024 - Present
MANAGED MONEY CONCEPTS·CRD# 115174
RIA
Lansing, MI
May 18, 2010 - February 21, 2024
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lansing, MI
April 2, 1991 - June 14, 2024
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 25, 1989 - April 12, 1991
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
May 18, 1989 - August 25, 1989
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 25, 1988 - May 20, 1989
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
June 3, 1987 - August 25, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
April 29, 1987 - May 12, 1987

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Current Firm

AA
ATARAXIS ADVISORS LLC

ATARAXIS ADVISORS LLC | ATARAXIS WEALTH MANAGEMENT LLC

CRD#: 328373
Michigan
Registered Investment Advisory firm - Michigan (12/6/2023 Approved)

Contact Information

Main Address

4293 Five Oaks Drive, Lansing, MI 48911

Phone Number

(517) 882-7800

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

274

AUM (Assets Under Management)

$70,627,175

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SCOTT DORER POSITION: owner NATURE: INSURANCE SALES AND FIXED ANNUITIES -AGENT-INVESTMENT RELATED- START DATE-10/1986-LOCATED AT :4293 FIVE OAKS DR LANSING, MI 48911-4284 10% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1986 ADDRESS: 4293 five oaks Dr., Lansing MI 48911, United States DESCRIPTION: Sell insurance general agent 2. NOTARY POSITION: Notary NATURE: NOTARY PUBLIC, NOTARY FOR SIGNATURES, NOTARY FOR INGHAM COUNTY, MI, TIME SPENT 1% INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2003 ADDRESS: 4293 five oaks Dr., Lansing MI 48911, United States DESCRIPTION: Notary 3. ATARAXIS WEALTH MANAGEMENT, LLC POSITION: Investment Advisor Representative NATURE: Ataraxis Wealth Management, LLC- INVESTMENT ADVISOR-IRA-INVESTMENT RELATED-START DATE 12/2023-LOCATED AT: 4293 FIVE OAKS DR LANSING, MI 48911-4284 - TIME SPENT 40% INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 12/06/2023 ADDRESS: 4293 five oaks Dr., Lansing MI 48911, United States DESCRIPTION: RIA

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/14/2024)
RR
Arizona
(6/14/2024)
RR
Connecticut
(6/14/2024)
RR
Florida
(6/14/2024)
RR
Georgia
(6/14/2024)
RR
Indiana
(6/14/2024)
RR
Iowa
(6/3/2026)
RR
Kansas
(6/14/2024)
IAR
Michigan
(1/5/2024)
RR
Michigan
(6/14/2024)
RR
Minnesota
(8/21/2026)
RR
Nevada
(6/14/2024)
RR
Ohio
(6/14/2024)
RR
Oklahoma
(6/14/2024)
RR
Oregon
(6/14/2024)
RR
Pennsylvania
(6/14/2024)
RR
South Dakota
(6/14/2024)
RR
Wisconsin
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1987About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1996About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Dorer's CRS (Customer Relationship Summary).

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