Kurt L. Smith
Professional summary
Kurt Landon Smith, who also goes by Kurt Smith, is a registered financial professional currently at MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas.
Kurt is registered as a RR (Registered Representative) and started their career in finance in 1986. Kurt has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kurt Landon Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2010 - Present
MAPLEWOOD INVESTMENTS, INC.
January 30, 2006 - January 3, 2011
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
January 2, 2002 - January 31, 2006
HILLTOP SECURITIES INC.
April 11, 1996 - December 31, 2001
MAY FINANCIAL CORPORATION
May 22, 1995 - April 11, 1996
HILLTOP SECURITIES INC.
March 20, 1990 - June 6, 1995
BARRE & COMPANY, INCORPORATED
November 21, 1986 - October 1, 1987
MPACT BROKERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/23/2010)
(12/23/2010)
(12/15/2022)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
MAPLEWOOD INVESTMENTS, INC.
CRD#: 103723 / SEC#: , 8-52221
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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