Frank Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Stanley was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1986. Frank had worked at 1 firm and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 1986 - October 28, 2016
SOUTHEASTERN ASSET MANAGEMENT INC.
Primary Firm SEC Registration
SOUTHEASTERN ASSET MANAGEMENT INC.
CRD#: 105276 / SEC#: 801-11123
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
SOUTHEASTERN ASSET MANAGEMENT INC.
CRD#: 105276 / SEC#: 801-11123
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 4,327,763,955 |
Red Flags
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