Larry H. Hammond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Herring Hammond was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1986. Larry had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2011 - December 31, 2012
INSTITUTE FOR WEALTH ADVISORS, INC.
March 8, 2010 - May 9, 2012
AVALON INVESTMENT & SECURITIES GROUP, INC.
February 15, 2007 - August 12, 2008
AVALON INVESTMENT & SECURITIES GROUP, INC.
March 14, 2003 - September 7, 2005
DUNWOODY BROKERAGE SERVICES, INC.
March 16, 2001 - September 6, 2001
CAPITAL BROKERAGE CORPORATION
December 1, 1999 - February 16, 2001
LIBERTY LIFE SECURITIES LLC
September 26, 1986 - December 1, 1999
IFMG SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INSTITUTE FOR WEALTH ADVISORS, INC.
CRD#: 149347 / SEC#: 801-69925
Contact information
Red Flags
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