Monica A. Mccready

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CRD#: 1561225

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Monica Anne Mccready, who also goes by Monica Mccready Johnson, Monica A. Mccready, Monica Mccready, was a registered financial professional .

Monica is a previously registered financial professional and started their career in finance in 1986. Monica had worked at 21 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Monica Mccready Johnson | Monica A. Mccready | Monica Mccready

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NWF ADVISORY SERVICES INC. POSITION: Investment Advisory Representative NATURE: Registered Investment Adviser - Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2017 ADDRESS: 11835 W.Olympic Boulevard, Suite 1155E, Los Angeles CA 90064-5078, United States DESCRIPTION: I manage investment portfolios for my clients for a fee. 2. 6TH AVENUE PROPERTIES POSITION: Owner - NATURE: Other - My husband and I own and operate rental property. Some properties are held jointly, others just in my name. We also manage apartments and houses owned by others and charge a fee for this. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1987 ADDRESS: 801 Nelson Street, Columbia TN 38401, United States DESCRIPTION: I collect the rents and pay the bills. When a unit is vacant I get it preparred for the new tenant, then advertise and show the unit. I screen prospective tenants, prepare and execute leases and move-in paperwork. When there are problems with the buildings, my husband solves them. But when a tenant has a problem paying or a complaint about another tenant, those problems I solve.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 16, 2017 - January 17, 2025

NWF ADVISORY SERVICES INC

RIA

CRD#: 110410

Campbell, CA

Past

November 23, 2005 - February 5, 2013

OSAIC WEALTH, INC.

RIA

CRD#: 23131

LOS ANGELES, CA

Past

November 21, 2005 - April 18, 2017

WHJR ASSOCIATES

RIA

CRD#: 113269

CAMPBELL, CA

Past

November 21, 2005 - October 3, 2023

OSAIC WEALTH, INC.

CRD#: 23131

LOS ANGELES, CA

Past

February 9, 2004 - November 21, 2005

M.L. STERN & CO., LLC.

RIA

CRD#: 8327

SAN FRANCISCO, CA

Past

September 27, 2001 - November 21, 2005

M.L. STERN & CO., LLC.

CRD#: 8327

SAN FRANCISCO, CA

Past

March 6, 2001 - September 27, 2001

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

February 15, 2001 - March 5, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

Past

November 2, 1998 - March 2, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 3, 1997 - July 2, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

February 5, 1997 - February 20, 1997

REINHARDT WERBA BOWEN SECURITIES, INC.

CRD#: 34202

SAN JOSE, CA

Past

September 6, 1996 - January 20, 1997

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

Past

March 26, 1996 - January 20, 1997

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

Past

October 11, 1995 - February 5, 1996

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

December 6, 1994 - October 17, 1995

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

October 25, 1993 - December 12, 1994

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

October 8, 1993 - October 25, 1993

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

July 8, 1993 - October 19, 1993

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

June 10, 1992 - July 9, 1993

FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.

CRD#: 16116

Past

February 12, 1990 - December 31, 1990

FINANCIAL WEST INVESTMENT GROUP

CRD#: 17869

Past

July 24, 1989 - November 24, 1989

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

January 24, 1989 - July 11, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 21, 1987 - February 22, 1989

WALL STREET PACIFIC FINANCIAL RESOURCES, INC.

CRD#: 18390

Past

September 15, 1986 - February 4, 1987

RONEY & CO. L.L.C.

CRD#: 900

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/7/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/12/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Monica A. Mccready

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC WEALTH, INC.

WHJR ASSOCIATES

OSAIC WEALTH, INC.

M.L. STERN & CO., LLC.

M.L. STERN & CO., LLC.

BRECEK & YOUNG ADVISORS, INC.

DONAHUE SECURITIES, INC.

MML INVESTORS SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

REINHARDT WERBA BOWEN SECURITIES, INC.

SAN CLEMENTE SECURITIES, INC.

SAN CLEMENTE SECURITIES, INC.

TD AMERITRADE, INC.

AEGON USA SECURITIES INC.

WELLS FARGO SECURITIES INC.

MARKETING ONE SECURITIES, INC.

CETERA ADVISORS LLC

FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.

FINANCIAL WEST INVESTMENT GROUP

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

WALL STREET PACIFIC FINANCIAL RESOURCES, INC.

RONEY & CO. L.L.C.

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/1999

Series 63

Date: 8/12/1992

SIE

Date: 10/1/2018

Series 3

Date: 7/7/1988

Series 7

Date: 1/17/1987

Series 6

Date: 9/12/1986

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

Contact information

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