MA
Miron H. Allen
AMB WEALTH
Thomasville, GA 31792
Some features on this profile are disabled
CRD#: 1561147
MA
Professional summary
Miron Herbert Allen JR, who also goes by M H Allen, Miron Herbert Jr Allen, is a registered financial advisor currently at AMB WEALTH, LLC located in Thomasville, Georgia and ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC located in Thomasville, Georgia.
Miron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Miron has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
M H Allen | Miron Herbert Jr Allen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Licensed Insurance Agent: non-variable insurance / investment related; 1 hour monthly and during market hours; Start date: 02.13.2006 2.FAIM INVESTMENTS-CHAIRMAN-PARENT COMPANY OF ALLEN, MOONEY & BARNES BROKERAGE SERVICES, ALLEN, MOONEY & BARNES INVESTMENT ADVISORS AND AMB CLIENT SERVICES. ABOUT 3 HOURS PER MONTH ON THIS ACTIVITY. 3.AMB CLIENT SERVICES--MANAGING PARTNER--FAMILY OFFICE BUSINESS AND FIXED INSURANCE PRODUCTS. ABOUT 8 HOURS PER MONTH ON THIS ACTIVITY. 119 S MADISON STREET, THOMASVILLE, GA. 4.CAMP HOSPITALITY-INVESTOR AND BOARD MEMBER-OWN HOTELS SINCE 1995. PASSIVE INVESTMENT, SPEND ABOUT 4 HOURS PER MONTH ON THIS INVESTMENT. 5.MADISON INVESTORS, LLC--PARTNER--OWNS THE BUILDING OCCUPIED BY ALLEN, MOONEY & BARNES INVESTMENT ADVISORS SINCE 2000. APPROXIMATELY 2 HOURS PER MONTH ON THIS ACTIVITY. 6.PARKER POE CHARITABLE TRUST- CO-TRUSTEE- REVIEW GRANT APPLICATIONS AND PRESENT INFORMATION TO CO-TRUSTEE. SPEND APPROXIMATELY 20 HOURS PER MONTH ON THIS ACTIVITY, THE MAJORITY OF THE TIME IS OUTSIDE OF TRADING HOURS. 7.BROADSTREET CONDO'S-LLC- OWNER. PASSIVE INVESTOR, NO TIME SPENT DURING TRADING HOURS. OWNER SINCE DECEMBER 2010 8.SOUTHERN LODGING, LLC - CHAIRMAN - OPERATING COMPANY FOR HOTEL - ABOUT 2 HOURS PER WEEK 9.AMB PROFESSIONAL SERVICES - MANAGING PRINCIPAL OF AFFILIATED ENTITY TO BROKER-DEALER SUPPORTING CERTAIN SPONSORED INVESTMENTS OF AMB BROKERAGE SERVICES; START DATE 09/2012; 2 HOURS MONTHLY DURING MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Miron Herbert Allen JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2018 - Present
AMB WEALTH, LLC
Office #1: 135 South Madison Street, Thomasville, GA 31792RIA
CRD#: 113106
Thomasville, GA
Current
March 29, 2007 - Present
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
Office #1: 135 S. Madison Street, Thomasville, GA 31792Office #2: 135 S Madison Street, Thomasville, GA 31792BD
CRD#: 142619
Thomasville, GA
Past
October 13, 2004 - December 31, 2017
AMB WEALTH, LLC
RIA
CRD#: 113106
THOMASVILLE, GA
Past
January 12, 2001 - April 24, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
THOMASVILLE, GA
Past
September 5, 1989 - February 12, 2001
SHIELDS & COMPANY
BD
CRD#: 11053
NEW YORK, NY
Past
May 16, 1989 - August 3, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
September 26, 1986 - May 16, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AMB WEALTH, LLC
ALLEN & MOONEY INVESTMENT ADVISORS, LLC | HAWK STREET WEALTH | AMB WEALTH, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS LLC | ALLEN MOONEY BARNES INVESTMENT ADVISORS | ALLEN & MOONEY INVESTMENTS, LLC
CRD#: 113106 / SEC#: 801-60350
RIA
Registered Investment Advisory firm - (6/13/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/7/2018)
IAR
Florida(6/27/2018)
RR
Georgia(4/18/2007)
IAR
Georgia(2/23/2018)
RR
Idaho(10/21/2022)
RR
South Carolina(2/7/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AMB WEALTH, LLC
ALLEN & MOONEY INVESTMENT ADVISORS, LLC | HAWK STREET WEALTH | AMB WEALTH, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS LLC | ALLEN MOONEY BARNES INVESTMENT ADVISORS | ALLEN & MOONEY INVESTMENTS, LLC
CRD#: 113106 / SEC#: 801-60350
RIA
Registered Investment Advisory firm - (6/13/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
135 South Madison Street, Thomasville, GA 31792
Mailing Address
P.o. Box 1116, Thomasville, GA 31799-1116
Phone number
(866) 277-1500
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 1,010,736,265 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMB WEALTH, LLC
CRD#: 113106Thomasville, GA 31792TRUST BUT VERIFY
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