Miron H. Allen

AMB WEALTH

Thomasville, GA 31792

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CRD#: 1561147

Professional summary

Miron Herbert Allen JR, who also goes by M H Allen, Miron Herbert Jr Allen, is a registered financial advisor currently at AMB WEALTH, LLC located in Thomasville, Georgia and ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC located in Thomasville, Georgia.

Miron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Miron has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

M H Allen | Miron Herbert Jr Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miron Herbert Allen JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2018 - Present

AMB WEALTH, LLC

Office #1: 135 South Madison Street, Thomasville, GA 31792

RIA

CRD#: 113106

Thomasville, GA

Current

March 29, 2007 - Present

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

Office #1: 135 S. Madison Street, Thomasville, GA 31792Office #2: 135 S Madison Street, Thomasville, GA 31792

CRD#: 142619

Thomasville, GA

Past

October 13, 2004 - December 31, 2017

AMB WEALTH, LLC

RIA

CRD#: 113106

THOMASVILLE, GA

Past

January 12, 2001 - April 24, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

THOMASVILLE, GA

Past

September 5, 1989 - February 12, 2001

SHIELDS & COMPANY

CRD#: 11053

NEW YORK, NY

Past

May 16, 1989 - August 3, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 26, 1986 - May 16, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMB WEALTH, LLC

CRD#: 113106 / SEC#: 801-60350

RIA

Registered Investment Advisory firm - (6/13/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/7/2018)

IAR

Florida
(6/27/2018)

Georgia
(4/18/2007)

IAR

Georgia
(2/23/2018)

Idaho
(10/21/2022)

South Carolina
(2/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/10/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 2/14/2008

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 1/9/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMB WEALTH, LLC

CRD#: 113106 / SEC#: 801-60350

RIA

Registered Investment Advisory firm - (6/13/2001 Approved)

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Contact information

Main Address

135 South Madison Street, Thomasville, GA 31792

Mailing Address

P.o. Box 1116, Thomasville, GA 31799-1116

Phone number

(866) 277-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMB WEALTH LLC ADV 2A 02.27.2025 (2/27/2025)

Regulatory assets under management

Total Number of Accounts	985
AUM (Assets Under Management)	$ 1,010,736,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Miron H. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miron Herbert Allen JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

AMB WEALTH, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

SHIELDS & COMPANY

INTEGRATED RESOURCES EQUITY CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AMB WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/1996

Series 63

Date: 10/10/1986

Series 52TO

Date: 9/25/2025

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1986

Series 4

Date: 2/14/2008

Series 53

Date: 1/9/2007

Series 24

Date: 8/31/2004

FINRA

Current Firm

AMB WEALTH, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMB WEALTH, LLC

TRUST BUT VERIFY

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