HP
Howard E. Pakola
PSC FINANCIAL LLC
Bloomington, MN 55425
Some features on this profile are disabled
CRD#: 1560983
HP
Professional summary
Howard Edwin Pakola, CFP®, who also goes by Howard E Pakola, is a registered financial advisor currently at PSC FINANCIAL LLC located in Bloomington, Minnesota and LPL FINANCIAL LLC located in Bloomington, Minnesota.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Howard has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
Howard E Pakola
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/31/2006: INTERCHANGE BROKERAGE - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 5% - INTERCHANGE BROKERAGE - SELL FIXED LIFE INSURANCE, DISABILITY INSURANCE AND LONG-TERM CARE INSURANCE THROUGH INTERCHANGE BROKERAGE IN MINNEAPOLIS, MN. 2. 9/24/2010: NEWMAN FINANCIAL SERVICES, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 1% - WRITE LONG TERM CARE INSURANCE THROUGH THIS GENERAL AGENT. 3. 11/24/2014: PSC FINANCIAL, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 10/01/2014 - 120 HOURS PER MONTH/80 HOURS DURING SECURITIES TRADING. 4. 11/26/2014: PSC FINANCIAL, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 03/17/2014 - 160 HOURS PER MONTH/120 HOURS DURING SECURITIES TRADING. 5. 1/22/2015: NO BUSINESS NAME - INVESTMENT RELATED- AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 01/20/2015 - 10 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Edwin Pakola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
September 25, 2014 - Present
PSC FINANCIAL LLC
Office #1: 7900 International Drive Suite 1075, Bloomington, MN 55425RIA
CRD#: 172054
Bloomington, MN
Current
June 7, 1995 - Present
LPL FINANCIAL LLC
Office #1: 7900 International Dr Ste 1075, Bloomington, MN 55425-2436RIA
BD
CRD#: 6413
Bloomington, MN
Past
May 27, 2010 - March 28, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
November 8, 1996 - December 31, 2002
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
February 13, 1995 - June 16, 1995
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
July 18, 1989 - February 22, 1993
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 18, 1989 - February 22, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PSC FINANCIAL LLC
PSC FINANCIAL LLC
CRD#: 172054 / SEC#: 801-120763
RIA
Registered Investment Advisory firm - (4/12/2021 Approved)Minnesota
Registered Investment Advisory firm - (10/21/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2003)
RR
California(3/5/2002)
RR
Colorado(3/9/2015)
RR
Florida(1/11/2006)
RR
Illinois(11/29/1999)
RR
Indiana(9/22/2025)
RR
Michigan(11/4/2015)
RR
Minnesota(6/7/1995)
IAR
Minnesota(9/25/2014)
RR
Nevada(2/11/2022)
RR
New Hampshire(9/12/2017)
RR
Texas(11/1/2019)
RR
Utah(9/5/2025)
RR
Virginia(5/16/2011)
RR
Wisconsin(7/18/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PSC FINANCIAL LLC
PSC FINANCIAL LLC
CRD#: 172054 / SEC#: 801-120763
RIA
Registered Investment Advisory firm - (4/12/2021 Approved)Minnesota
Registered Investment Advisory firm - (10/21/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7900 International Drive Suite 1075, Bloomington, MN 55425
Mailing Address
Phone number
(952) 777-3955
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 222 |
| AUM (Assets Under Management) | $ 129,103,050 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
