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Easton Burns Blake

CRD# 1560816·Registered 1986 - 2001
Previously Registered: Being a previously registered professional could mean that Easton is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Easton Burns Blake was a registered financial advisor. Easton was a previously registered financial professional and started their career in finance 1986 - 2001. Easton had worked at 14 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MILESTONE GROUP MANAGEMENT LLC·CRD# 44486
BD
Lake Success, NY
October 15, 1999 - April 3, 2001
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
March 11, 1996 - June 12, 1998
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
March 7, 1994 - July 29, 1996
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
March 17, 1993 - December 17, 1993
ISLAND SECURITIES, INC.·CRD# 6810
BD
January 18, 1993 - March 8, 1993
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
October 5, 1992 - February 10, 1993
CASTLE SECURITIES CORP.·CRD# 16077
BD
Freeport, NY
July 23, 1991 - September 2, 1992
J. GREGORY & COMPANY, INC.·CRD# 14892
BD
December 3, 1990 - April 19, 1991
GLOBAL CAPITAL SECURITIES, INC.·CRD# 13358
BD
September 5, 1990 - December 7, 1990
KOCHCAPITAL·CRD# 21038
BD
October 24, 1989 - September 6, 1990
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
July 24, 1989 - October 21, 1989
ESCALATOR SECURITIES, INC.·CRD# 16985
BD
April 25, 1989 - August 5, 1989
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
March 6, 1989 - April 12, 1989
INVESTORS CENTER, INC.·CRD# 14670
BD
December 23, 1986 - March 10, 1989

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Current Firm

MG
MILESTONE GROUP MANAGEMENT LLC

MILESTONE GROUP MANAGEMENT LLC

CRD#: 44486 / SEC#: 8-50707
BD
Terminated by SEC on 07/18/2005

Contact Information

Established

New York since 08/04/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MILESTONE HOLDINGS, LLCMEMBER—
MITCHELL, VINCENT MICHAELMEMBER2218939
CASELLA, PAUL JUDECHIEF COMPLIANCE OFFICER2461957
CASELLA, PAUL JUDEMANAGER2461957
EHRENSTEIN, PAUL SAMUELSROP, CROP76229
EHRENSTEIN, PAUL SAMUELFIN OP76229

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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