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Maureen Ann O'hern Hahn

CRD# 1560613·Registered 1987 - 2023
Previously Registered: Being a previously registered professional could mean that Maureen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Maureen Ann O'hern Hahn, who also goes by Maureen Ohern, Maureen Ann Ohernhahn, was a registered financial advisor. Maureen was a previously registered financial professional and started their career in finance 1987 - 2023. Maureen had worked at 3 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maureen Ohern, Maureen Ann Ohernhahn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ENCORE FINANCIAL GROUP, LLC·CRD# 143995
RIA
Appleton, WI
January 31, 2008 - December 21, 2023
HUTH ADVISORY GROUP, LLC·CRD# 134978
RIA
Appleton, WI
May 25, 2005 - April 10, 2007
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Minneapolis, MN
August 10, 1994 - December 4, 1995
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Minneapolis, MN
June 9, 1987 - February 15, 1990

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Current Firm

EF
ENCORE FINANCIAL GROUP, LLC

ENCORE FINANCIAL GROUP, LLC

CRD#: 143995

Contact Information

Main Address

Appleton, WI

Phone Number

(920) 450-6688

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1994About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1994About the Series 6 exam

Series 7 — General Securities Representative Examination

Passed May 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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