Joseph Crescenzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Crescenzi JR was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1986. Joseph had worked at 6 firms and has passed the Series 63, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2000 - January 18, 2002
TRADEPRO SECURITIES, LLC.
July 9, 1999 - June 30, 2014
BRILL SECURITIES, INC.
June 27, 1995 - July 20, 1999
MAY, DAVIS GROUP INC.
July 17, 1992 - July 30, 1993
LEHMAN BROTHERS INC.
December 9, 1986 - January 15, 1988
COWEN SECURITIES INC.
September 24, 1986 - June 12, 1992
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/13/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRADEPRO SECURITIES, LLC.
CRD#: 103781 / SEC#: , 8-52282
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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