Maureen B. Oster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Busby Oster, who also goes by Maureen Busby, Maureen Busbyoster, Maureen Jennings, Busby Oster, Maureen Dalton Oster, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 1996. Maureen had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2006 - July 23, 2009
CLEARY GULL INC.
July 15, 2003 - September 10, 2015
JOHNSON WEALTH INC.
July 15, 2003 - July 23, 2009
CLEARY GULL INC.
November 25, 2002 - July 9, 2003
SEGERDAHL & COMPANY, INC.
April 17, 2001 - July 16, 2003
THE STANBERY GROUP LLC
April 17, 2001 - December 10, 2009
LIPPER ADVISORY SERVICES INC
December 17, 1998 - March 20, 2002
LIPPER ANALYTICAL SECURITIES CORPORATION
August 4, 1998 - July 16, 2003
MBO ADVISORS LLC
July 8, 1996 - November 25, 1998
GS2 SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARY GULL INC.
CRD#: 45309 / SEC#: 801-55574, 8-51037
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CGIB, INC. | DIRECT OWNER | |
| BREMMER, PATRICK JAMES | MANAGING DIRECTOR | 5743353 |
| CHIMENTI, RYAN CHRISTOPHER | MANAGING DIRECTOR | 5709935 |
| GORLINSKI, GREGORY THOMAS | MANAGING DIRECTOR | 2068899 |
| KINZER, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 4519471 |
| MILLER, RONALD DAVID | PRESIDENT (5/2016) AND MANAGING DIRECTOR | 1172700 |
| OLSTA, RYAN A | MANAGING DIRECTOR | 4197266 |
| PETERSON, JOHN REUBEN | MANAGING DIRECTOR, SECRETARY | 2835168 |
| WAWRZYNIAKOWSKI, JAMES FRANCIS JR | CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 4061554 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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