Timothy J. Bangert

MCCLURG CAPITAL

San Rafael, CA 94903

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CRD#: 1560001

Professional summary

Timothy Jon Bangert is a registered financial advisor currently at MCCLURG CAPITAL CORPORATION located in San Rafael, California.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Timothy has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Jon Bangert's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Timothy Jon Bangert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2008 - Present

MCCLURG CAPITAL CORPORATION

Office #1: 950 Northgate Drive Suite 301, San Rafael, CA 94903Office #2: 950 Northgate Drive Suite 301, San Rafael, CA 94903-3436

RIA

CRD#: 16798

San Rafael, CA

Current

January 27, 1994 - Present

MCCLURG CAPITAL CORPORATION

Office #1: 950 Northgate Drive Suite 301, San Rafael, CA 94903Office #2: 950 Northgate Drive-suite 301, San Rafael, CA 94903

RIA

CRD#: 16798

San Rafael, CA

Past

September 29, 1986 - January 4, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/5/2009)

California
(1/26/1994)

IAR

California
(1/23/2008)

District of Columbia
(8/23/2019)

Florida
(6/29/2005)

Nevada
(2/18/2004)

Oregon
(1/3/2005)

Utah
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/27/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MCCLURG CAPITAL CORPORATION

MCCLRUG CAPITAL CORPORATION | SMITH BELLINGHAM SECURITIES CORPORATION | MCCLURG CAPITAL CORPORATION

CRD#: 16798 / SEC#: , 8-34473

California

Registered Investment Advisory firm - SEC (12/11/2001 Approved)

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

950 Northgate Drive-suite 301, San Rafael, CA 94903-3436

Mailing Address

950 Northgate Drive, Suite 301, San Rafael, CA 94903

Phone number

(415) 472-1445

Established

California since 06/25/1985

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
THE MCCLURG FAMILY TRUST	SHAREHOLDER
MCCLURG, DAVID GRANVILLE	PRESIDENT/CHIEF COMPLIANCE OFFICER/TRUSTEE	325690
MCCLURG, TRACY ANNE	DIRECTOR/TRUSTEE	1427909

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 83,283,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Timothy J. Bangert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Jon Bangert's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Timothy Jon Bangert's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCCLURG CAPITAL CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/1999

Series 63

Date: 10/4/1986

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1986

Series 24

Date: 10/27/1994

FINRA

Current Firm

MCCLURG CAPITAL CORPORATION

Contact information

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

MCCLURG CAPITAL CORPORATION

TRUST BUT VERIFY

Contact information

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