Lawrence F. Abbott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Fairbanks Abbott was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1968. Lawrence had worked at 6 firms and has passed the Series 63, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1985 - November 14, 1986
FIRST AFFILIATED SECURITIES, INC.
April 30, 1982 - April 26, 1985
L.F. ABBOTT SECURITIES, INC.
September 16, 1977 - June 17, 1982
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
October 23, 1968 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/21/1968
Registered Representative ExaminationSeries 40
Date: 11/22/1971
Registered Principal ExaminationCurrent Firm
FIRST AFFILIATED SECURITIES, INC.
CRD#: 6871 / SEC#: , 8-20558
Contact information
Documents
Red Flags
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