AA
Allen A. Albrecht
SPC
MIAMI LAKES, FL 33014
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CRD#: 1559985
AA
Professional summary
Allen Arthur Albrecht, AIF®, CFP® is a registered financial advisor currently at SPC located in Miami Lakes, Florida and PARKLAND SECURITIES, LLC located in Miami Lakes, Florida.
Allen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Allen has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LAKES CONSULTING FIRM INC.: SALE OF LIFE, HEALTH, DISABILITY, FIXED INDEXED ANNUITES THROUGH VARIOUS INSURANCE COMPANIES.
OFFERS BASIC BOOKEEPING, DATA ENTRY, AND QUARTERLY TAX REPORTS FOR SUPPLEMENTAL INCOME.
ALBATT INVESTMENT FIRM: PARTNERSHIP THAT OWNS THE OFFICE SPACE THAT I USE TO SELL INSURANCE AND INVESTMENTS.
LIFE SETTLEMENTS WHEN THE CLIENT IS SELLING HIS POLICY BECAUSE HE OR SHE NO LONGER NEEDS IT.
KIWANS CLUB OF MIAMI LAKES: 1 HR/WK.
EVERBANK BANKING.
SHOP TO EARN PARTICIPANT.
CRS (Client Relationship Summary) - RIA
Click below to view Allen Arthur Albrecht's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
June 19, 2002 - Present
SPC
Office #1: 6175 Nw 153rd Street Suite 307, Miami Lakes, FL 33014RIA
CRD#: 110692
MIAMI LAKES, FL
Current
February 9, 2002 - Present
PARKLAND SECURITIES, LLC
Office #1: 6175 Nw 153rd Street Ste 307, Miami Lakes, FL 33014BD
CRD#: 115368
MIAMI LAKES, FL
Past
June 1, 1996 - February 9, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
October 15, 1986 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
SIOUX FALLS, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/9/2002)
RR
Florida(2/11/2002)
IAR
Florida(6/19/2002)
RR
Georgia(2/9/2002)
RR
Illinois(7/10/2012)
RR
Kentucky(8/4/2025)
RR
Maine(1/4/2023)
RR
Massachusetts(8/17/2023)
RR
Missouri(1/4/2019)
RR
New Jersey(1/17/2008)
RR
New York(4/23/2002)
RR
North Carolina(8/14/2002)
RR
Tennessee(2/27/2018)
RR
Texas(6/17/2009)
RR
Wisconsin(2/9/2002)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Miami Lakes, FL 33014TRUST BUT VERIFY
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