Bradley H. Rosley

FORTUNE FINANCIAL GROUP

GLEN ELLYN, IL 60137

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CRD#: 1559979

Professional summary

Bradley Howard Rosley, CFP® is a registered financial advisor currently at FORTUNE FINANCIAL GROUP, INC. located in Glen Ellyn, Illinois.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Bradley has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AUTHOR OF A BOOK; 3/01 - ONGOING. 1 HR/MONTH; WROTE A BOOK; FORTUNE FINANCIAL GROUP, INC.- REGISTERED INVESTMENT ADVISORY. RIA; FIXED INSURANCE; BRADCONN DEVELOPMENT, L.L.C.- SELF-EMPLOYED. RENTAL REAL ESTATE BUSINESS, NON INVESTMENT-RELATED. 674 PLUM TREE RD., GLEN ELLYN, IL 60137;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Howard Rosley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

March 24, 1998 - Present

FORTUNE FINANCIAL GROUP, INC.

Office #1: 800 W. Roosevelt Road, Building B Suite 104, Glen Ellyn, IL 60137

RIA

CRD#: 111378

GLEN ELLYN, IL

Past

January 2, 2013 - June 21, 2017

AMERICAN TRUST INVESTMENT SERVICES, INC.

CRD#: 3001

WHITING, IN

Past

May 17, 2001 - December 31, 2012

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

GLEN ELLYN, IL

Past

March 24, 1998 - December 31, 2002

FORTUNE FINANCIAL GROUP, INC.

RIA

CRD#: 111378

GLEN ELLYN, IL

Past

March 24, 1998 - February 8, 2019

LCM CAPITAL MANAGEMENT INC

RIA

CRD#: 111074

CHICAGO, IL

Past

February 2, 1991 - May 15, 2001

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

May 21, 1987 - May 25, 1990

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

September 24, 1986 - January 28, 1987

SECURITIES USA, INC.

CRD#: 14799

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTUNE FINANCIAL GROUP, INC.

CRD#: 111378 / SEC#: 801-133831

RIA

Registered Investment Advisory firm - (7/7/2025 Approved)

Florida

Registered Investment Advisory firm - (7/10/2025 Terminated)

Illinois

Registered Investment Advisory firm - (7/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/10/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/10/2023)

IAR

Illinois
(3/24/1998)

IAR

Texas
(11/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/18/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Current Firm

FORTUNE FINANCIAL GROUP, INC.

CRD#: 111378 / SEC#: 801-133831

RIA

Registered Investment Advisory firm - (7/7/2025 Approved)

Florida

Registered Investment Advisory firm - (7/10/2025 Terminated)

Illinois

Registered Investment Advisory firm - (7/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/10/2025 Terminated)

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Contact information

Main Address

800 W. Roosevelt Road, Building B Suite 104, Glen Ellyn, IL 60137

Mailing Address

Phone number

(630) 942-9007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	486
AUM (Assets Under Management)	$ 107,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Bradley H. Rosley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Howard Rosley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN TRUST INVESTMENT SERVICES, INC.

LASALLE ST SECURITIES, L.L.C.

FORTUNE FINANCIAL GROUP, INC.

LCM CAPITAL MANAGEMENT INC

SECURIAN FINANCIAL SERVICES, INC.

BNY MELLON SECURITIES CORPORATION

SECURITIES USA, INC.

Primary Firm SEC Registration

FORTUNE FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1996

Series 63

Date: 11/18/1991

SIE

Date: 6/21/2017

Series 7

Date: 9/20/1986

Current Firm

FORTUNE FINANCIAL GROUP, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

FORTUNE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Contact information

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