John F. Smilgin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Richard Smilgin IV, who also goes by N/a N/a, John F R Smilgin IV, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2017 - April 4, 2022
VNTR SECURITIES LLC
September 11, 2015 - December 7, 2016
FUSION ANALYTICS SECURITIES LLC
June 29, 2001 - September 4, 2001
GLOBAL DIRECT FINANCIAL SERVICES LLC
September 11, 1997 - November 14, 2000
ITG EXECUTION SERVICES, INC.
July 9, 1990 - February 27, 1996
E*TRADE CLEARING LLC
September 24, 1986 - August 29, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 7/31/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VNTR SECURITIES LLC
CRD#: 283856 / SEC#: , 8-69768
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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