Robert E. Kalter

TRES WEALTH MANAGEMENT GROUP

Chino, CA 91710

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CRD#: 1559796

Professional summary

Robert Eric Kalter, who also goes by Eric Kalter, is a registered financial advisor currently at TRES WEALTH MANAGEMENT GROUP, LLC located in Chino, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Kalter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA KALTER INSURANCE SRVCS. INDEPENDENT INSURANCE AGENT. SALES OF FIXED LIFE AND ANNUITY INSURANCE, 160 HOURS PER MONTH. KALTER FINANCIAL GROUP, CPA FIRM. PRESIDENT SINCE 10/85. ACCOUNTING, BOOKKEEPING AND TAX PREPARATION, 160 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Eric Kalter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2017 - Present

TRES WEALTH MANAGEMENT GROUP, LLC

Office #1: 15302 Central Ave, Chino, CA 91710

RIA

CRD#: 285908

Chino, CA

Past

January 6, 2015 - December 19, 2016

TRES WEALTH MANAGEMENT GROUP LLC

RIA

CRD#: 167602

CHINO, CA

Past

May 10, 2013 - June 13, 2013

J.W. COLE FINANCIAL, INC.

CRD#: 124583

CHINO, CA

Past

February 25, 2011 - May 10, 2013

FINANCIAL ADVISERS OF AMERICA, LLC

CRD#: 142170

CHINO, CA

Past

November 6, 2008 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

CHINO, CA

Past

October 14, 2005 - November 6, 2008

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CHINO, CA

Past

September 15, 1999 - October 14, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/6/2017)

IAR

Nevada
(12/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 12/19/2007

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/14/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRES WEALTH MANAGEMENT GROUP, LLC

CRD#: 285908 / SEC#:

California

Registered Investment Advisory firm - (3/6/2017 Approved)

Nevada

Registered Investment Advisory firm - (12/19/2017 Approved)

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Contact information

Main Address

15302 Central Ave, Chino, CA 91710

Mailing Address

Phone number

(909) 860-1975

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 57,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert E. Kalter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Eric Kalter's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRES WEALTH MANAGEMENT GROUP LLC

J.W. COLE FINANCIAL, INC.

FINANCIAL ADVISERS OF AMERICA, LLC

QA3 FINANCIAL CORP.

VOYA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2015

Series 63

Date: 6/21/1999

Series 22

Date: 12/19/2007

Series 6

Date: 9/14/1999

Current Firm

TRES WEALTH MANAGEMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRES WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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