Brent V. Lott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Van Lott, who also goes by Brent V Lott, was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1986. Brent had worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2020 - March 10, 2022
MHL INVESTMENTS
November 1, 2017 - February 16, 2018
CETERA WEALTH SERVICES, LLC
September 8, 2017 - February 16, 2018
CETERA WEALTH SERVICES, LLC
January 29, 2014 - November 1, 2017
GIRARD SECURITIES, INC.
October 28, 2013 - November 30, 2017
GIRARD SECURITIES, INC.
April 26, 2006 - November 13, 2013
LPL FINANCIAL LLC
April 24, 2006 - November 13, 2013
LPL FINANCIAL LLC
October 31, 2005 - May 2, 2006
OSAIC SERVICES, INC.
September 14, 2005 - June 9, 2006
KEELER THOMAS MANAGEMENT LLC
October 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
October 9, 1986 - October 23, 1992
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
MHL INVESTMENTS
CRD#: 2535 / SEC#: , 8-12730
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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