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Brent V. Lott

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CRD#: 1559744
BL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brent Van Lott, who also goes by Brent V Lott, was a registered financial professional .

Brent is a previously registered financial professional and started their career in finance in 1986. Brent had worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brent V Lott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 25, 2020 - March 10, 2022

MHL INVESTMENTS

BD
CRD#: 2535
Orem, UT
Past

November 1, 2017 - February 16, 2018

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
OREM, UT
Past

September 8, 2017 - February 16, 2018

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
OREM, UT
Past

January 29, 2014 - November 1, 2017

GIRARD SECURITIES, INC.

RIA
CRD#: 18697
SAN DIEGO, CA
Past

October 28, 2013 - November 30, 2017

GIRARD SECURITIES, INC.

BD
CRD#: 18697
SAN DIEGO, CA
Past

April 26, 2006 - November 13, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
OREM, UT
Past

April 24, 2006 - November 13, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
OREM, UT
Past

October 31, 2005 - May 2, 2006

OSAIC SERVICES, INC.

BD
CRD#: 133763
OREM, UT
Past

September 14, 2005 - June 9, 2006

KEELER THOMAS MANAGEMENT LLC

RIA
CRD#: 109522
OREM, UT
Past

October 19, 1992 - October 31, 2005

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

October 9, 1986 - October 23, 1992

CITISTREET EQUITIES LLC

BD
CRD#: 7447
SOMERSET, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/13/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/26/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/16/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/25/1986
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination

Current Firm

MI
MHL INVESTMENTS
M. H. LEBLANG, INC. | SYNCHRONY WEALTH MANAGEMENT | MHL TAMP | MHL INVESTMENTS ADVISORY | MHL INVESTMENTS | MHL

CRD#: 2535 / SEC#: , 8-12730

Utah
Registered Investment Advisory firm - SEC (1/12/2026 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047
Mailing Address
Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047
Phone number
(801) 545-8706
Established
New York since 01/04/1966
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
7

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JONES, ROY RUSSELLCEO, CCO - INVESTMENT ADVISER3166097
JONES, JOSHUA PAUL EDWARD DALE RAYGSP5139521
AKBAR, MONICA ROSALINDCCO - BROKER-DEALER6262432
VIGLIAROLO, JOSEPH CHARLESFINOP4880434

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MHL INVESTMENTS

CRD#: 2535

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